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Articles Posted in Securities Fraud

Greco Law Firm wins FINRA arbitration for UBS Yield Enhancement Strategy (YES)
Greco & Greco, P.C.

A FINRA arbitration panel issued an award last month to a client of Greco & Greco who had filed securities fraud, breach of fiduciary duty, negligence, unsuitability, and other legal claims against UBS related to its Yield Enhancement Strategy, also known as YES. The award totaled approximately $300,000.00 and included damages, attorney’s fees, and costs.…

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Virginia Morgan Stanley Broker Charged With Stealing Millions
Greco & Greco, P.C.

The SEC and federal prosecutors recently charged a Mclean, Virginia based Morgan Stanley financial advisor with stealing millions of dollars from his customers from 2007 to 2019 when his fraud was discovered. The SEC Complaint against the broker, Michael Barry Carter (also known as “Mike Carter”), can be found at https://www.sec.gov/litigation/complaints/2020/comp-pr2020-158.pdf The SEC alleged that…

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Greco & Greco represented me several years ago in a case in which my financial planner ignored my investment guidelines in making several very risky investments in my name. This individual was employed by a very large financial services corporation which refused to return my funds. I retained Greco...

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Scott Greco was very professional, and honest. I highly recommend this firm. Scott Greco explained everything in a way I could understand, and I never left the office with unanswered questions. If I ever need any other legal representation Greco & Greco, P.C will be my only choice.

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W. Scott Greco represented me in my attempt to recover money lost in a ponzi scheme. He kindly and skillfully guided me through the process of submitting the required documentation of loss, provided sound legal advice regarding accepting arbitration, and kept me fully informed as the case moved...

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