The U.S. Department of Labor has sounded a warning regarding 401(k) plan investments in cryptocurrencies. In Compliance Assistance Release No. 2022-01 (issued March 10, 2022), 401(k) plan fiduciaries are urged to “exercise extreme care before they consider adding a cryptocurrency option to a 401(k) plan’s investment menu for plan participants.” Because of the risks and…
Continue reading ›Articles Posted in 401k
Contact Us
- Free Attorney Consultation
- (877) 821-5550
Topics
- 401k (1)
- Arbitration (28)
- BDC (1)
- Blog (3)
- Breach of Fiduciary Duty (27)
- California (4)
- Centaurus (1)
- Churning (1)
- Conflict of Interest (2)
- Disciplinary Actions (26)
- ETF (1)
- FINRA (28)
- Georgia (1)
- Investigation (19)
- Investment Adviser (3)
- LPL (1)
- Loan (4)
- Maryland (3)
- New Jersey (1)
- New York (1)
- North Carolina (3)
- Options (1)
- Pennsylvania (1)
- Ponzi Scheme (1)
- REIT (3)
- Recent Awards (15)
- Regulation Best Interest (8)
- Roanoke (1)
- SEC (8)
- Securities Fraud (22)
- Supervision (0)
- Tennessee (1)
- Texas (1)
- UBS Puerto Rico (5)
- Unauthorized Trading (4)
- Uncategorized (8)
- Virginia (5)
- Wisconsin (1)
- broker theft (7)
- commissions (1)
- conversion (6)
- crypto (0)
- kentucky (1)
- whistleblower (1)
Search
Client Reviews
Greco & Greco represented me several years ago in a case in which my financial planner ignored my investment guidelines in making several very risky investments in my name. This individual was employed by a very large financial services corporation which refused to return my funds. I retained Greco...
Very professional and compassionate representation by this firm. Communication was clear and concise. This firm has a high degree of integrity and knowledge of SEC law. Highly recommend.
Very good attorney - client communication. Great legal representation. Satisfying results.
Scott Greco was very professional, and honest. I highly recommend this firm. Scott Greco explained everything in a way I could understand, and I never left the office with unanswered questions. If I ever need any other legal representation Greco & Greco, P.C will be my only choice.
W. Scott Greco represented me in my attempt to recover money lost in a ponzi scheme. He kindly and skillfully guided me through the process of submitting the required documentation of loss, provided sound legal advice regarding accepting arbitration, and kept me fully informed as the case moved...
Contact Us
- 1 Free Attorney Consultation
- 2 Contingency Fees
- 3 85 Years Combined Experience